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Broker-Dealer Operations Specialist, Japan (Japan Location / Japanese Language Required)

Alpaca
Posted 1 week ago

LOCATION

Japan · Hybrid

EXPERIENCE

3+ Years

TYPE

FullTime

SKILLS REQUIRED

Clearing and SettlementCorporate Actions ProcessingPost-Trade OperationsReconciliations

Job description

Overview

Manage Japanese equity brokerage back-office operations, including settlement, reconciliations, corporate actions, and customer account administration. Collaborate with global teams and external stakeholders to maintain accurate operations and improve processes.

What you'll do

  • Manage post-trade processing, clearing, settlement, securities delivery, cash movements, and reconciliations.
  • Administer customer account opening and ongoing account maintenance.
  • Oversee customer asset segregation and statutory books, statements, and regulatory reports.
  • Process corporate actions, including dividends, stock splits, shareholder benefits, and related withholding operations.
  • Coordinate with counterparties, clearing institutions, custodians, and other stakeholders.
  • Handle and escalate operational issues, exceptions, and trade discrepancies.
  • Improve procedures, operational processes, and internal control frameworks.

What you'll need

  • At least 3 years of hands-on Japanese equity back-office experience at a securities firm.
  • Knowledge of the Japanese securities market and clearing and settlement framework, including JASDEC.
  • Experience with or knowledge of statutory books and regulatory reporting.
  • Business-level Japanese and English communication skills.
  • Ability to manage multiple responsibilities accurately and take initiative.
  • Ability to collaborate with relevant stakeholders in a fast-paced environment.

Nice to have

  • JSDA Internal Control Manager qualification.
  • Knowledge of NISA and specified brokerage accounts.
  • Japanese and foreign equities middle- or back-office experience.
  • Experience launching services or improving operational frameworks.
  • Startup experience or experience improving efficiency through system changes.

Details

  • Full-time employee.
  • Remote in Japan with in-office attendance around 3 times per week for system access.

Read the full description and apply on the company’s own careers page.

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Broker-Dealer Operations Specialist, Japan (Japan Location / Japanese Language Required)