Compliance Analyst (Night Shift- Pacific Time)

Overview

A night-shift Compliance Analyst at Tegus by AlphaSense who reviews expert call transcripts to detect and resolve material nonpublic and confidential information.

What you'll do

• Review expert call transcripts to detect and resolve instances of material nonpublic and confidential information in accordance with internal protocols, applicable laws/regulations, and industry standards.
• Complete due diligence review of each call, document any violations comprehensively, and escalate non-compliance with Tegus sourcing guidelines as necessary.
• Conduct advanced research of financial reports and regulatory filings using internal databases and external resources to determine the extent to which information exists in the public domain.
• Proactively manage internal and external communications while maintaining efficiency and adaptability in a fast-paced, time-sensitive environment.
• Perform administrative tasks, including inputting, tracking, and maintaining accurate data on processes, transcripts, and workflows, while identifying opportunities to improve operational efficiency.

What you'll need

• Acute attention to detail and strong reading comprehension with proofreading, drafting, and investigative/research experience.
• Ability to effectively prioritize tasks, manage time, and remain highly organized while working independently.
• Thrives in a dynamic, fast-paced environment, with the ability to adapt quickly to changing priorities.

Nice to have

• 1-2 years of experience as a paralegal, legal assistant, compliance/financial/business analyst, or similar.
• Strong transferable skills, such as research and analysis.

Details

• Remote, United States.
• Work hours 2pm-10pm Pacific Time.