Compliance Analyst, Expert Network

Overview

The Compliance Analyst, Expert Network supports AlphaSense’s expert network compliance program by executing compliance operations in line with established policies and regulatory requirements.

What you'll do

• Support execution of the expert network compliance program, including policies, training logistics, and monitoring.
• Perform expert onboarding and screening reviews, including employment conflicts, confidentiality, and MNPI risk assessments.
• Conduct pre-call, live-call, and post-call compliance reviews and escalate potential issues.
• Track and resolve flagged items using compliance monitoring tools and call screening analytics.
• Support documentation and logistics for compliance risk assessments and annual testing activities.
• Maintain compliance documentation (attestations, certifications, testing logs, risk registers, training records).
• Support incident intake, remediation tracking, and quarterly compliance reporting.

What you'll need

• 0 to 2 years of experience in operations, administrative, customer support, compliance operations, or similar roles.
• Familiarity with securities laws, insider trading regulations, MNPI, and conflict of interest principles.
• Detail-oriented with the ability to follow established policies, procedures, and documented workflows.
• Strong written communication skills in English with template-following and error-free responses.
• Organized and able to manage multiple requests and deadlines with steady workload volume.
• Sound judgment on when to rely on guidance vs escalate to senior compliance leadership.
• Comfort working with compliance systems, case management tools, monitoring technology, and AI-assisted productivity tools.

Details

• Location: Delhi.