Compliance Testing - WM Branch, Associate, Oversight, Monitoring and Testing

Overview

Associate in Legal & Compliance (Oversight, Monitoring and Testing) supporting compliance testing for WM branch personnel.

What you'll do

• Access Firm systems and ad-hoc reports to organize data used in testing.
• Organize data into standardized formats per Branch Examinations procedures.
• Assist with rollout, extraction, and certification of annual compliance questionnaires.
• Respond to inquiries from Examiners and Branch Examinations management.
• Assist with automation of manual activities and process improvement efforts.
• Coordinate with stakeholders to ensure deliverables are met on time.

What you'll need

• At least 2 years of relevant experience.
• Excellent oral and written communication skills.
• Excellent time management skills and ability to meet tight deadlines.
• Proficiency in the MS Office Suite and ability to use internet applications and tools.
• Detail-oriented approach with ability to multi-task.
• Ability to perform data analysis.
• Ability to facilitate meetings among stakeholders with diverse viewpoints.

Details

• Coverage: Monday to Friday, 11:30 AM to 8:30 PM.
• Coverage may require flexibility in finish time and full-day coverage during some Indian holidays.