KYC Senior Analyst

Overview

Support Wholesale Onboarding with day-to-day KYC processing, reviewing, reporting and issue resolution, acting as a KYC Senior Analyst with responsibility for client service and operational execution.

What you'll do

• Support day-to-day Wholesale Onboarding initiatives including KYC processing, reviewing (which can include Quality Checking), reporting, trading and issue resolution.
• Collaborate and engage with clients and front office to gather Customer Due Diligence information and evidence in order to onboard or refresh a client's KYC in line with documented policy.
• Collaborate with teams across the bank to align and integrate Wholesale Onboarding processes.
• Identify areas for improvement and provide recommendations for change in Wholesale Onboarding processes.
• Develop and implement Wholesale Onboarding procedures and controls to mitigate risks and maintain operational efficiency.
• Develop reports and presentations on Wholesale Onboarding performance and communicate findings to internal senior stakeholders.
• Identify industry trends and developments to implement best practice in Wholesale Onboarding.
• Participate in projects and initiatives to improve Wholesale Onboarding efficiency and effectiveness.
• Execute work requirements as identified in processes and procedures, collaborating with and impacting on the work of closely related teams.
• Check work of colleagues within team to meet internal and stakeholder requirements.
• Provide specialist advice and support pertaining to own work area.
• Take ownership for managing risk and strengthening controls in relation to the work you own or contribute to.
• Deliver work in line with relevant rules, regulation and codes of conduct.
• Make judgements based on practice and previous experience, and evaluate options under circumstances not covered by procedures.
• Communicate sensitive or difficult information to customers in areas related to customer advice or day-to-day administrative requirements.
• Build relationships with stakeholders and customers to identify and address their needs.

What you'll need

• Good knowledge and experience of KYC.
• End-to-end KYC (E2E KYC), CDD and EDD, including entity types such as Corporates, Fund, Trust, SPV and FI.
• Client onboarding, periodic reviews, renewals/refresh, remediation etc.
• Basics of Financial crime.

Nice to have

• Any AML stream related experience, preferably CDD (Client Onboarding).
• Interaction with Front Office and RM teams via phone on a daily basis.
• Experience working on all risk types and individually able to classify risk for both individual and entity client types.

Details

• Location: Noida.