Operational Risk Management (ORM), Senior Analyst - AVP

Overview

Senior Analyst (AVP) in Operational Risk Management supporting the Business Supervisory Office for U.S. Private Banking, overseeing the Operational Risk Management Framework and managing non-financial risks, conduct and control matters, and regulatory developments.

What you'll do

• Perform quality assurance reviews of Operational Risk forms submitted by 1LoD, ensuring accuracy, completeness and compliance with governance standards.
• Assess incidents to determine applicability for Event Management (EMAPP) reporting and drive appropriate escalation where required.
• Maintain and oversee the centralized Operational Risk incident tracker, ensuring accurate recording, monitoring and timely follow-up of risk events and remediation actions.
• Develop high-quality management information, including event analysis and presentations for Risk Forums.
• Identify opportunities to enhance processes and controls, including leveraging automation to improve efficiency and consistency.
• Provide hands-on support for RCSA, issue and findings management, operational risk event management and remediation tracking aligned to the ORMF.
• Draft, document and maintain U.S. Private Banking-specific policies, procedures, manuals and control documentation.
• Support production of operational risk reporting, dashboards and governance materials for forums such as the Risk Council.
• Maintain subject matter expertise on U.S. Private Banking operational risk topics, regulatory expectations and emerging risks.
• Collaborate with 1st and 2nd Line of Defence stakeholders to complete operational risk activities and deliverables.
• Support implementation of new or updated operational risk and control requirements.
• Identify, assess and escalate sensitive or emerging operational risk issues with clear analysis and recommendations.
• Support surveillance of capital markets trading activity to identify potential market abuse, including front running, pump-and-dump and market manipulation, and review transactions for client suitability, best-interest and regulatory adherence.
• Conduct AML transaction monitoring across wires, ACH and cross-border activity, including higher-risk jurisdictions and Russian-nexus clients; review alerts, investigate AML indicators and escalate matters requiring further review.

What you'll need

• Strong understanding of Operational Risk Management frameworks, including RCSA, issue and findings management, event management and remediation tracking.
• Demonstrated ability in drafting and maintaining policies, procedures and control documentation aligned to governance standards and regulatory requirements.
• Proven experience in risk reporting and management information, including dashboards, governance materials and presentations for senior stakeholders.
• Solid knowledge of regulatory expectations, non-financial risks and control environments.
• Strong stakeholder management and communication skills, with experience working across 1st and 2nd Line of Defence teams.
• Ability to coordinate with multiple stakeholders and manage projects and tasks end-to-end.

Details

• Location: Mumbai, India.