Overview
Manage Vialto's regulatory horizon-scanning capability and keep the firm's compliance policies and training current, plus operational management of the Gifts & Hospitality and Conflict of Interest processes.
What you'll do
- Monitor and assess global regulatory developments relevant to Vialto's business, translating changes into clear, actionable guidance for internal stakeholders.
- Maintain a structured horizon-scanning log, ensuring emerging obligations are tracked and escalated in a timely manner.
- Support the Head of Compliance in producing regulatory intelligence reports for governance forums.
- Maintain and update the firm's compliance policy library, ensuring all policies are current, accessible, and aligned to applicable regulatory requirements.
- Coordinate the policy review cycle, working with subject matter experts across the business to ensure proportionate and consistent standards.
- Oversee the design, delivery, and tracking of compliance training across the organization.
- Monitor training completion rates and produce regular reports for management, escalating gaps as required.
- Ensure training content is engaging, up to date, and reflects current regulatory expectations.
- Manage the day-to-day operation of the Gifts & Hospitality register, reviewing entries and escalating where thresholds or policy limits are approached.
- Maintain the Conflicts of Interest register, supporting staff in identifying, declaring, and managing conflicts appropriately.
What you'll need
- Experience in a compliance, regulatory, or legal role within a regulated professional services environment.
- Demonstrated experience in policy drafting, review, and stakeholder management.
- Familiarity with compliance training design and delivery.
- Working knowledge of Gifts & Hospitality, Conflicts of Interest, and related regulatory requirements.
- Meticulous attention to detail and strong organisational capability.
- Clear and confident written communication skills.
- Proactive and self-directed, with the ability to manage multiple workstreams simultaneously.
- Personal integrity and commitment to high ethical standards.
Details
- Location: Bangalore, India.
Read the full description and apply on the company’s own careers page.