Senior Analyst, AML TA

Overview

Senior Analyst in the Investor AML Team Assist function, responsible for timely and accurate completion of AML transaction monitoring, screening and investor documentation reviews, with support for Ireland and UK Investor AML processes.

What you'll do

• Take responsibility for the timely and accurate completion of allocated workload, including transaction monitoring and screening alerts and periodic investor documentation reviews.
• Investor transitions into and out of Northern Trust.
• Actively participate in the review of investor documentation and information pursuant to trigger events or periodic reviews, in adherence with Northern Trust's AML processes and procedures.
• Work with colleagues and line management to review investor documentation and highlight investor due diligence documentation requiring update, due to inadequacy or aging, to the Investor AML Department in Ireland, with timely escalation of material issues.
• Escalate more complex problems and critical issues to line manager, including those received from other Northern Trust partners (primarily the Investor AML Department in Ireland).
• Work with colleagues and line management to ensure all queries from other Northern Trust partners (primarily the Investor AML Department in Ireland) are dealt with efficiently and professionally.
• Take responsibility for completion of support services for Ireland and UK Investor AML processes and procedures in conjunction with colleagues in Ireland, and provide regular, meaningful and accurate periodic updates to line manager and colleagues in Bangalore, Pune and Ireland.
• Maintain strong working relationships with partners in the Northern Trust Investor AML Department in Ireland.
• Work with line management and other colleagues to ensure the Investor AML support teams in Bangalore and Pune meet required audit, risk and compliance standards, as changes in processes and procedures are advised.
• Maintain up-to-date knowledge of Investor AML good practice and use it to promote enhancements to Northern Trust's AML processes and procedures to line manager.
• Perform additional work where volume or absence requires such workload to be completed.

What you'll need

• Overall experience of 2-4 years.
• Knowledge of day-to-day Investor AML processes and procedures and the wider funds administration business.
• Strong organizational and communication skills.
• Effective risk management.
• Ability to research and understand issues and deliver solutions agreed with line management.
• Some knowledge of the global Investor AML regulatory environment.
• General knowledge of Microsoft Office applications relating to designated areas of responsibility.
• Understand and implement principles of quality delivery; accuracy and attention to detail.
• Ability to work under pressure and unsupervised.
• Interpersonal and team player; self-motivated; ability to stay focused and tenacious.
• Effective communication skills, both verbal and written.
• Required to comply with the global AML regulatory regime in which Northern Trust operates, as appropriate to the role.
• Required to exercise due care and diligence, and ensure responsibilities are organised and controlled within the ambit of regulation, compliance and risk management.
• Required to observe proper standards of market, business and personal conduct, demonstrating integrity.

Details

• Location: Pune, India.