Senior Associate - Level 1 - Client KYC

Overview

Senior Analyst role within Apex Group's client KYC team, responsible for onboarding and reviewing investment fund clients under AML/CFT and compliance procedures.

What you'll do

• Send initial KYC requirements list to client and collate KYC documentation from client
• Review KYC documentation received ensuring it is appropriate for the risk rating level applicable to the client
• Liaise with client for any additional documentation or clarification required
• Carry out screening (name list screening and negative news searches in line with Apex Screening Procedure)
• Prepare KYC checklists and arrange for review
• Prepare Apex Group Client Risk Assessment and arrange for review
• Escalate any concerns identified during the KYC review process to Local Compliance, as applicable
• Perform Client KYC for new clients and perform client KYC regular and on event driven reviews
• Understand and apply KYC Key Operating Procedures and the Apex Group AML / CFT Policy
• Maintain and update MIS / KPIs

What you'll need

• Bachelor's/master's degree qualification or equivalent
• A minimum of 6-9+ years of Client KYC experience within the investment fund industry or equivalent
• Good knowledge of the funds industry, experience of different fund structures, domiciles and regulatory requirements
• Excellent communication, interpersonal and problem-solving skills
• Excellent time management and planning skills to deliver against agreed deadlines and objectives
• Knowledge of Due Diligence, Compliance and Financial Structures in Offshore Locations (Jersey, Australia, Japan)
• High attention to detail, accuracy, analytical, technical, organizational, and problem-solving skills

Details

• Location: Pune - Baner