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Senior Institutional Investment Operations Specialist

Wells Fargo
NewPosted today

LOCATION

Bengaluru · Hybrid

EXPERIENCE

4+ Years

TYPE

FullTime

SKILLS REQUIRED

Transaction ReportingRegulatory ComplianceReconciliationException managementProcess Improvement

Job description

Overview

Senior regulatory transaction reporting specialist responsible for completeness, accuracy, timeliness, pairing and matching of regional transaction reporting submissions to competent authorities, with support for regulatory change management projects.

What you'll do

  • Assist in lifecycle support for institutional trade flow.
  • Manage client account onboarding, cash payments, customer service, funding operations, custodial operations, securities settlement services, structured loan operations, general ledger reconciliation, and resolve confirmation and ISDA related issues.
  • Lead or participate in moderately complex initiatives and deliverables.
  • Contribute to large scale planning related to process, procedures and efficiencies with internal and industry related initiatives.
  • Identify and recommend opportunities for process improvement and risk control development.
  • Provide leadership to bring groups together to resolve multi-faceted complex issues.
  • Serve as a leader on projects along with internal and industry related initiatives.
  • Review and analyse complex functional and operational tasks that require in-depth evaluation.
  • Exercise independent judgment and resolution to guide the deliverable.
  • Resolve moderately complex issues.
  • Lead team to meet functional area projects, and process deliverables.
  • Leverage solid understanding of functions, policies, procedures and compliance requirements.
  • Mentor and assist analysts.
  • Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals.
  • Support change management projects and processes arising from the changing regulatory landscape, including streamlining of MiFID II, SFTR and EMIR 3.0 processes and enhancements to internal infrastructure supporting current regulatory requirements.

What you'll need

  • 4+ years of Institutional Investment Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education.
  • Knowledge of transaction reporting operations in EMIR, SFTR and MiFIR/MiFID I & II and other global regulation requirements.
  • Extensive understanding and working knowledge on Pairing and Matching process, Reconciliation and Exception Management.
  • Working product knowledge in OTC Derivatives/Fixed Income and Equities spaces.
  • Solid analytical skills.
  • Experience of working with project and technology stakeholders to deliver change.
  • Solid communication and organisational skills to work with local and remote Operations, Technology and Compliance stakeholders.

Nice to have

  • Knowledge of EMIR, SFTR and MiFIR/MiFID I & II and other global regulation requirements adds additional advantage.
  • Experience of working with project and technology stakeholders to deliver change.
  • Proficient with AI tools, Microsoft Excel (VBA preferred) and Alteryx.

Details

  • Location: Bengaluru, India.
  • Shift timing 1:30 PM to 10:30 PM IST.
  • Hybrid: 3 days working from office.
  • Posting end date: 15 Nov 2026.

Read the full description and apply on the company’s own careers page.

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Senior Institutional Investment Operations Specialist