Auditor - CB/IB Operations and Controls(Agile India Team), AVP

Overview

AVP role in the CB/IB Operations and Controls Agile India team within Group Audit, leading and performing audits of Corporate Bank and Investment Bank Operations processes and controls, plus the India country audit portfolio.

What you'll do

• Evaluate the adequacy and effectiveness of Operations internal controls relating to CB and IB Operations and India Country audit team managed audits, in line with Group Audit methodology and the established risk assessment framework.
• Document process flows, identify risks, assess controls and perform audit testing within the audit application; track and validate closure of internal audit issues and regulatory observations.
• Complete all work assignments on a timely basis, including planned audits, ad hoc projects and special investigations.
• Where required, perform limited testing of IT general controls, automated controls and IT-dependent operational controls, with support from Technology Audit specialists.
• Where required, lead audits and ad hoc projects, including finding validations for CB and IB Operations and the India Country audit team.
• Contribute to the continuous monitoring and SME framework of the GA CB and IB environment, periodic update of auditable area risk assessments and the annual audit planning process as required.
• Work on ad hoc projects including methodology enhancements and regulatory inquiries.
• Work on an integrated basis with fellow team members locally and globally, and develop and maintain professional working relationships with colleagues, the business and infrastructure support areas.
• Develop and maintain broad regulatory knowledge and experience, and stay abreast of bank strategy, business and industry changes and their effect on the audit plan, methodology and risk assessments.

What you'll need

• Degree-level education or equivalent professional experience.
• At least five years of relevant experience in internal audit, banking operations, risk management or controls.
• Strong knowledge of banking Operations processes and controls.
• Experience leading or independently delivering audits, including risk assessment, control evaluation, testing, finding development and reporting.
• A general understanding of IT general controls, automated controls and IT-dependent operational controls.
• The ability to multi-task assignments and prioritise workloads with minimal supervision.
• Excellent communication skills and fluent English, written and verbal, with the ability to communicate effectively at all levels.
• An ability and willingness to work in a high-pressure environment and deliver under tight deadlines and defined budgets to agreed targets.
• A firm commitment to the highest professional and ethical standards, driving integrated working practices.
• An innovative mindset and ability to develop ideas that can be implemented with a positive impact for the Bank and the CB and IB team.
• The ability to challenge and be challenged whilst maintaining the highest levels of professionalism.
• Proven ability to leverage AI tools to enhance productivity and optimise workflows, applying critical judgment to ensure responsible and ethical use of data and AI outputs.

Nice to have

• Experience in Corporate Bank or Investment Bank Operations.
• Practical experience testing IT general controls, automated controls and IT-dependent operational controls.

Details

• Location: Bangalore, India.
• Reports to the Bangalore-based Manager responsible for the Agile India team.