Governance and Oversight - CIB Ops

Overview

Lead Governance and Oversight (G&O) programs for Corporate Investment Banking (CIB) Operations, managing risk and controls across the US, UK and India.

What you'll do

• Lead complex initiatives in operational and customer service lifecycle support for institutional trade flow functions, including client account onboarding, cash payments, customer service, funding or custodial operations, securities settlement services, structure loan operations and reconciliation.
• Act as a key participant in large-scale planning, gathering data to support resolution of issues in and out of responsibility.
• Review and research complex multi-faceted operational and customer support issues on loan, securities and derivative products for institutional trade flow, providing oversight and adding efficiencies to processes.
• Demonstrate full knowledge and serve as leadership on projects along with internal and industry related stakeholders.
• Make decisions in complex loan, securities and derivative product matters requiring understanding of function, policies, procedures and compliance requirements.
• Influence and lead the broader work team to meet deliverables and drive new initiatives.
• Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals.
• Lead projects and teams, or serve as a peer mentor.
• Design and execute initiatives to manage emerging and ongoing risks within a regulated environment.
• Manage the global Book of Work, ensuring alignment across the US, UK and India.
• Partner with the G&O Global Lead to drive new and existing risk and control initiatives.
• Engage with business stakeholders, Compliance, Business Control Management and senior leadership to resolve complex issues.
• Monitor governance across CIB Operations globally and support leadership with data-driven insights on risk, compliance and controls.
• Organize and facilitate Process Risk Reviews across CIB Operations teams, including process gap analysis, control testing, metric mapping, identification of Key Risk Indicators (KRIs) and ongoing monitoring.
• Apply knowledge of key risk and control frameworks including RCSA, Incident Management, Issue Management and Control Testing & Validation.
• Collaborate with global and regional stakeholders on control testing, incident reporting and risk reviews.
• Build and maintain strong cross-functional and cross-regional partnerships.
• Work closely with stakeholders across the US, EMEA and India.
• Manage assignment, scheduling, tracking and reporting of control activities and the governance program.
• Execute G&O programs such as the Self-Inspection Program (SIP), compliance mandates, weekly WFS Operations metrics, monthly global risk governance and Information Security controls across business units.

What you'll need

• 5+ years of Institutional Investment Operations experience, or equivalent demonstrated through one or a combination of work experience, training, military experience or education.
• Experience in Capital Markets (Corporate Investment Banking – CIB).

Nice to have

• Bachelor's degree with coursework in Financial Markets or related fields.
• 11–13 years of relevant experience.
• Experience in Capital Markets Operations, Compliance Surveillance, or Controls within Corporate Investment Banking.
• Strong knowledge of derivatives, foreign exchange (FX), equities and fixed income products.
• Hands-on experience in trade lifecycle processes, including static data, confirmations, settlements, reconciliations and investigations.
• Proven expertise in Operational Risk Management, including Incident Management, Issue Management, Control Testing and RCSA.
• Strong understanding of control testing methodologies, including scripting, execution and reporting to senior leadership.
• Familiarity with brokerage/broker-dealer operations.
• Professional certifications in Operations Risk or Investment Banking (e.g., PRMIA ORM, CISI, FINRA Series 7, 22, 24, 99).
• Experience or training in business intelligence tools, workflow tools, data schemas and data vocabularies.

Details

• Location: Hyderabad, India.
• Excellent communication skills with proficiency in English.
• Flexibility to work in global shifts, including night shifts.
• Posting end date: 29 Oct 2026; may come down early due to volume of applicants.