Operations Risk and Regulatory Oversight - Associate - Product Support & Services

Overview

Associate in Investment Management Operations focused on risk profile management and regulatory oversight for Global MSIM Operations teams.

What you'll do

• Execute complex processes and support a Team Manager in coordinating processes, risks, and/or projects.
• Identify risks in day-to-day processes, draw out key issues, and propose process changes.
• Train others, allocate tasks, and provide first-line escalation support when required.
• Provide risk monitoring and reporting for MSIM Operations teams and in-scope third-party services.
• Support vendor governance for service due diligence, including third-party onboarding lifecycle.
• Conduct periodic functional risk assessments and provide metrics and senior stakeholder reporting.
• Drive risk program and initiatives globally and regionally.

What you'll need

• At least 4 years of relevant experience.
• Comprehensive knowledge of operational and compliance policies and procedures for the functional area.
• Ability to operate independently for some job responsibilities.
• Basic knowledge of a mutual funds business.
• Strong verbal and written communication skills for managing senior stakeholders.
• Experience assessing root causes of risk incidents and/or implementing control enhancements.

Details

• Location: Mumbai, India.