Product Controls Senior Analyst - Audit and Exam Management

Overview

Supports the execution of Audit Prep and Regulatory Review Management activities, performing detailed quality reviews, supporting project execution, and ensuring adherence to issue resolution and audit and regulatory engagement standards.

What you'll do

• Conduct detailed quality reviews of Audit Prep and Regulatory Review Management documentation, root cause analyses, remediation plans, and control assessment evidence, ensuring accuracy and completeness.
• Support execution of initiatives by providing analytical input that enhances processes and controls.
• Collaborate with business partners and functional teams to gather information, clarify remediation details, and ensure adherence to issue management policies and standards.
• Identify and analyze issue trends and insights to support broader remediation efforts and process improvements.
• Review new or enhanced controls and one-time actions within corrective action plans, evaluating their design and effectiveness.
• Identify potential process inefficiencies or control gaps and propose solutions to management.
• Maintain a strong understanding of relevant policies, standards, and regulatory expectations related to issue management and internal audit.
• Provide guidance to junior analysts, including oversight of daily tasks and project contributions.
• Uphold Citi's ethical standards by ensuring compliance with applicable laws, rules, and regulations, and escalating control issues transparently.
• Prepare reports and presentations on review findings and remediation status for various stakeholders.
• Appropriately assess risk when business decisions are made, driving compliance, adhering to Policy, and supervising teams to create accountability.

What you'll need

• 8+ years of experience in operational risk management, compliance, audit, regulatory or other control-related functions in the financial services industry.
• Understanding of compliance laws, rules, regulations, and corporate Policies and Standards.
• Experience of Wholesale Credit Risk (WCR) policies and processes.
• Strong analytical, organizational, and problem-solving skills, with meticulous attention to detail.
• Strong knowledge in the development and execution of control testing workpapers and testing evidence collection.
• Ability to work effectively in a team environment and collaborate with various stakeholders.
• Good understanding of risk and control frameworks and their practical application.
• Capable of working independently on assigned tasks and managing multiple priorities.
• Excellent written and verbal communication skills.
• Bachelor's/University degree.

Nice to have

• Familiarity with Citi's internal audit and regulatory issue management processes and systems.
• Demonstrates initiative in identifying areas for improvement and contributing to solutions.

Details

• Full time.
• Location: Mumbai, Maharashtra, India.