Securities & Derivatives Analyst 2 – C10

Overview

An intermediate-level Securities & Derivatives Analyst role processing orders and transactions from trading desks and branch offices, in coordination with the Operations - Transaction Services team, to facilitate clearance, settlement and investigation of client securities and derivatives transactions.

What you'll do

• Manage Equities trading and clearing operations for institutional clients such as FPIs, MFs, insurance companies, FDIs and large corporates.
• Handle stock exchange and custodian settlements and monitor the trade life cycle.
• Support risk management, client servicing and process re-engineering initiatives.
• Perform client on-boarding for institutional, corporate and HNI clients in compliance with local regulatory requirements, Citi internal due-diligence requirements and risk-based KYC norms, including risk categorization, documentation, sanctions and names screening, and multi-layered escalations.
• Carry out margin monitoring and trade confirmations, and manage cash and non-cash collateral.
• Perform operational activities for reconciliations and client reporting.
• Manage treasury and funding arrangements.
• Support the traders / execution desk with contracting, calculating commissions, preparing various MISs and addressing ad-hoc queries.
• Support large Investment Banking deals by onboarding large corporate clients, managing margining and funding requirements, managing settlement of funds with exchange and client, and handling repatriation of sale proceeds to foreign clients and related documents.
• Ensure meeting internal and regulatory compliance and control requirements of Citi.
• Manage complex operational risk controls as per internal Citi standards.
• Extend support to business on technology and process efficiency initiatives and implement regulatory changes.

What you'll need

• 5-6 years of relevant experience in Equity Capital Markets Operations, preferably in a broker environment.
• Strong experience in India cash equity trade settlement with a good understanding of the complete trade life cycle.
• Experience in institutional / FPI client onboarding.
• Ability to work in a fast-paced environment.
• Bachelor's Degree/University degree or equivalent experience in Business, Accounting, or Finance.

Nice to have

• Proficiency in MS Excel and exposure to trade settlement platforms such as TCS BanCS.
• Relevant NISM Capital Markets certification.

Details

• Location: Mumbai, Maharashtra, India.
• Time type: Full time.