Transaction Reporting Analyst

Overview

The overnight Transaction Reporting Analyst monitors and repairs DriveWealth's regulatory trade reporting during the extended 24/5 equity trading session, acting as the first line of defense against reporting breaks before the U.S. core trading day begins.

What you'll do

• Monitor TRF and ORF (Trade Reporting Facility) submissions overnight for health, rejections, and out-of-tolerance conditions.
• Execute the 9:00pm (NYC Time) TRF opening rejection repair process, correcting and resubmitting failed trade reports within FINRA's reporting windows.
• Review and manage the EBS (Electronic Blue Sheets) submission queue, escalating unresolved items to the U.S. team.
• Confirm successful completion of CAT (Consolidated Audit Trail) submissions, investigating and escalating failures.
• Prepare detailed end-of-shift reports summarizing exceptions, open items, and notable activity for the incoming U.S. team.
• Escalate unresolved or high-severity issues promptly, exercising judgment on when an issue requires immediate U.S. involvement versus next-business-day follow-up.
• Maintain organized, auditable records of all monitoring activity, repairs, and escalations in line with the firm's written supervisory procedures.
• Build working familiarity with FINRA/SEC trade reporting rules to identify patterns and recommend process improvements.
• Partner with Engineering and Brokerage Operations to improve the automation and reliability of overnight monitoring workflows.

What you'll need

• Minimum 2+ years of experience in financial services operations, trade support, or regulatory reporting.
• Ability to work a shift aligned to the U.S. overnight trading session, starting at 6:30 AM IST.
• A track record of ownership and disciplined execution in high-stakes, deadline-driven environments.
• The ability to prioritize effectively and know when to escalate versus resolve independently.
• Strong written communication skills, as the daily handoff report to the U.S. team is the primary deliverable.
• Impeccable integrity, sound judgment, high attention to detail, and a deep respect for risk, controls, and regulatory obligations.
• Bachelor's degree (or local equivalent post-secondary qualification) in Finance, Business, or a related field, or equivalent professional experience.

Nice to have

• Direct exposure to FINRA trade reporting (TRF/CAT/EBS) or equivalent regulatory transaction reporting (e.g., MiFID II or EMIR transaction reporting).

Details

• Location: GIFT City, India.
• Shift start time: 6:30 AM (IST).
• Candidates must be based in the listed location; remote work outside it is not accommodated.
• Applicants must hold the legal right to work in the country where the position is located at the time of application.