Associate Compliance Manager

Overview

Associate Compliance Manager in the Global Regulatory Reporting (GRR) team, a sub-function of Global Compliance, responsible for monitoring, preparing and filing regulatory reports and disclosures, performing analytical and monitoring activities, and leading the team.

What you'll do

• Monitor and review daily, weekly, monthly and quarterly reports.
• Prepare documentation to support reviews and to demonstrate adequate processes and controls meeting regulatory requirements and policies.
• Analyze data and prepare documentation supporting substantial shareholding reporting to meet global regulatory requirements.
• Understand regulatory requirements in America's regions and take steps to meet all compliance performance metrics.
• Review substantial shareholdings documents prepared to meet Global regulatory reporting requirements.
• Handle substantial shareholding monitoring and reporting for new countries independently as required by updated regulations.
• Stay current on regulatory changes related to reporting thresholds, deadlines and disclosure forms across USA and update procedures and applications accordingly.
• Interact with global compliance and legal teams to assess, document, monitor, report, develop, coordinate and implement compliance monitoring activities, ongoing testing and related controls.
• Support, mentor, coach and guide the team, including day-to-day people management, workload prioritization, performance support, feedback, development planning and capability building.
• Take appropriate decisions to handle the business.
• Participate in compliance-related projects and responsibilities.
• Identify and review requests from external parties and determine appropriate responses, including requirements from various departments and business units.
• Assist in resolving queries with regional and global compliance teams.
• Work with global functional counterparts to ensure consistency of service delivery.
• Monitor new processes and functions and changes to existing processes and procedures.
• Ensure consistent day-to-day production through effective resource planning, task allocation, coaching and follow-up.
• Provide people leadership by fostering an inclusive, collaborative, high-performing team environment, supporting onboarding, knowledge sharing, talent development and succession readiness.
• Engage in cross-functional initiatives to promote Continuous Improvement.
• Proactively seek and research solutions to compliance issues related to data issues and gaps in collating details for monitoring and reporting.
• Respond to basic, intermediary and advanced/complex queries from other teams independently and escalate to senior managers as needed.

What you'll need

• Total relevant work experience of 10-15 years required with an investment advisor or mutual fund group in Compliance or a regulatory environment.
• Knowledge of financial products and the mutual fund industry.
• Knowledge of regulatory requirements.
• Understanding of regulatory changes and new reporting requirements.
• Good analytical skills and attention to detail.
• Excellent interpersonal skills to work effectively with colleagues across different time zones.
• People management experience, including team leadership, mentoring, coaching, performance enablement, workload management and development of team members.
• Proficiency in MS Office.
• Strong written and verbal communication skills.
• A positive attitude and willingness to learn.
• Open to flexible working hours.
• Bachelor's or Master's degree in Commerce / Finance.

Nice to have

• Master's degree in Commerce / Finance (preferred).
• Familiarity with trading systems and compliance components such as Charles River or Bloomberg.

Details

• Location: Hyderabad, Telangana.
• Full-time employee, job exempt.
• Hybrid workplace model: work in your designated office at least four days a week, with one day working outside an Invesco office.