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Senior Institutional Investment Operations Specialist

Wells Fargo
NewPosted today

LOCATION

Bengaluru · Onsite

EXPERIENCE

4+ Years

TYPE

FullTime

SKILLS REQUIRED

Regulatory ComplianceRoot Cause AnalysisProcess ImprovementStakeholder Management

Job description

Overview

Senior Institutional Investment Operations Specialist supporting regulatory transaction reporting across MiFID II, SFTR, and EMIR 3.0, helping ensure accurate and timely reporting, strengthening controls, and supporting process improvements.

What you'll do

  • Perform the daily completeness and accuracy reconciliations process in a timely and accurate manner to meet Wells Fargo's reporting obligations for MiFID II, SFTR and EMIR.
  • Perform the daily pairing and matching reconciliations process in a timely and accurate manner to meet Wells Fargo's reporting obligations.
  • Perform investigations on breaks and perform root cause analysis on all exceptions.
  • Maintain and enhance governance documents (e.g. process flows and procedures).
  • Provide analytical support to regulatory change projects.
  • Co-ordinate testing support to regulatory change projects with local SMEs.
  • Work with Compliance and Legal team partners on rule interpretations for regulatory change.
  • Deliver timely and accurate MI to Operations and Compliance management.
  • Manage issues and write ups.

What you'll need

  • 4+ years of Institutional Investment Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education.

Nice to have

  • Knowledge of transaction reporting operations in EMIR, SFTR and MiFIR/MiFID I & II and other global regulation requirements.
  • Extensive understanding and working knowledge on Pairing and Matching process, Reconciliation and Exception Management.
  • Working product knowledge in OTC Derivatives/Fixed Income and Equities spaces.
  • Solid analytical skills.
  • Experience of working with project and technology stakeholders to deliver change.
  • Solid communication and organisational skills to work with local and remote Operations, Technology and Compliance stakeholders.
  • Proficient with AI tools, Microsoft Excel (VBA preferred) and Alteryx.

Details

  • Location: Bengaluru, India.
  • Posting end date: 12 Nov 2026.

Read the full description and apply on the company’s own careers page.

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Senior Institutional Investment Operations Specialist