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Senior Regulatory Reporting Analyst

AllianceBernstein
Posted this week

LOCATION

Pune · Onsite

EXPERIENCE

3+ Years

TYPE

FullTime

SKILLS REQUIRED

Regulatory ComplianceRoot Cause AnalysisProcess ImprovementData GovernanceTrade Reporting

Job description

Overview

Senior Regulatory Reporting Analyst in the Middle Office Investment Management Operations team, owning regulatory reporting for EMEA and selected global legislation.

What you'll do

  • Supervise daily uploads and failure management of data to repositories and regulators
  • Perform in-depth root cause analysis of issues against standard regulatory practice
  • Ensure completion of Daily, Monthly and Quarterly reconciliations between AB, Regulator and Repositories
  • Manage client onboarding to support regulatory reporting requirements
  • Respond to all EMIR/ASIC reporting related client queries
  • Complete Client Requested Attestations and Certifications with respect to ASIC and EMIR
  • Collate KPI Reporting for presentation to the internal Reporting Panel and Senior Management
  • Help identify areas for automation, simplification and AI-enhancement
  • Review and implement new operationally aligned market regulation, and run daily Trade, Transaction and Holdings reporting in compliance with regulation

What you'll need

  • Minimum degree qualified
  • Industry Recognized Qualification in both EMIR and MIFID Transaction and Trade Reporting
  • Minimum of 3 years of experience within Asset Management, Banking or other financial services related business
  • Knowledge of Regulatory Reporting obligations
  • In-depth understanding of EMIR and MIFID from regulation to field population
  • Strong working knowledge of Microsoft Office
  • Strong organizational and planning skills
  • Strong interpersonal skills and clear written and oral communication
  • Strong problem solving and analytical skills
  • Ability to work in a fast-paced, deadline-oriented environment and multi-task, prioritize and manage various projects at once
  • Ability to independently research and resolve issues
  • Must be responsible, highly organized, detail oriented and efficient
  • Must be pro-active, flexible, and a problem solver
  • Must be highly professional interacting with several departments within the company
  • Must be a team player
  • Special knowledge of EMIR, MIFID and ASIC reporting

Nice to have

  • Equity, Fixed Income and derivative security knowledge

Details

  • Location: Pune, India

Read the full description and apply on the company’s own careers page.

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Senior Regulatory Reporting Analyst