Market Surveillance Analyst

Overview

Monitor and analyse market activity for potential signs of abuse or manipulation, verifying adherence to regulatory requirements and internal policies and taking action to mitigate market misconduct.

What you'll do

• Monitor market activities continuously, including order flows, prices, trading volumes and communications, to identify potential irregularities or market misconduct.
• Conduct in-depth investigations to gather evidence and assess the risk of market manipulation, insider trading, or other misconduct.
• Support projects related to the firm's market surveillance framework.
• Provide regulatory query and internal/external audit support.
• Provide accurate and timely reports to regulatory authorities, internal stakeholders and management on market surveillance activities, incidents and trends.
• Execute appropriate controls aligned to the Barclays control framework and related firm-wide standards.
• Support the control environment in relation to data quality, model effectiveness and efficiency.
• Conduct daily analysis of automated trade and communications surveillance alerts for global businesses.
• Identify and escalate potential breaches of regulatory rules and Barclays' policies.
• Actively enhance current alerts and exception reports and support the development of new surveillance tools, reports and procedures.
• Provide feedback on the efficiency and effectiveness of surveillance controls to Surveillance Management.
• Communicate market abuse risk identified through the surveillance platform with Surveillance Management and agree clear paths to resolution.
• Engage with the Global Surveillance team to share knowledge and practices and promote a consistent approach across surveillance teams.
• Perform prescribed activities in a timely manner and to a high standard, consistently driving continuous improvement.
• Escalate breaches of policies and procedures appropriately.
• Take responsibility for embedding new policies and procedures adopted due to risk mitigation.
• Take ownership for managing risk and strengthening controls in relation to the work you own or contribute to.
• Deliver work in line with relevant rules, regulation and codes of conduct.
• Partner with other functions and business areas.
• Guide and persuade team members and communicate complex or sensitive information.
• Act as contact point for stakeholders outside the immediate function, building a network of contacts inside and outside the organisation.

What you'll need

• Good analytical experience.
• Good understanding of surveillance.
• Strong understanding of Fixed Income/Trade Surveillance.
• Experience with market surveillance.
• Experience with stakeholder management.
• Experience with decision making and problem solving.
• Strong communication skills.
• In-depth technical knowledge and experience in the assigned area of expertise.
• Thorough understanding of the underlying principles and concepts within the area of expertise.

Details

• Location: Pune.