Senior Analyst - Legal Operations

Overview

Senior Analyst (Legal Operations, CDD) in Marsh's Financial Crime Unit, responsible for policy-based due diligence and screening. Posting is listed as Specialist - Compliance or Senior Analyst - Legal Operations - CDD.

What you'll do

• Understand the policies and procedures of Marsh and conduct due diligence and screening.
• Comprehend ABC and AML risks and conduct risk assessments based on internal and external guidelines.
• Perform due diligence, including license and incorporation checks, and identify ultimate beneficial owners (UBO) and directors.
• Perform screening activities such as adverse media assessment, PEP and SOE assessment, and bribery and corruption assessment in accordance with the outlined criteria.
• Maintain a working knowledge of relevant regulatory requirements and ensure business activities align with company compliance policies and procedures.
• Understand exceptional requirements and obtain necessary approvals from LCPA colleagues and higher authorities based on the level of risk involved.
• Research and summarize appropriate information.
• Identify the risk factors involved in third-party relationships and summarize them in risk assessments.
• Apply sound ethical judgment regarding personal behavior, conduct and business practices, and escalate, manage and report control issues with transparency.

What you'll need

• Basic understanding of Know Your Customer (KYC) requirements, Sanctions, Financial Crime Compliance, Anti-Money Laundering (AML), and Anti-Bribery & Corruption (ABC).
• Knowledge of insurance/reinsurance market and its regulations.
• Excellent email writing and interpersonal skills.
• Good analytical skills.
• Good Excel skills.
• Ability to understand and address business issues and requirements effectively.
• Responsive, enthusiastic, and capable of working within specified deadlines.
• Graduate from a recognized University with a good academic record.
• Minimum 2-5 years of experience in Due Diligence, Screening, AML / CFT, KYC policies and procedures, and Insurance / Reinsurance including broking environment.

Nice to have

• ACAMS or any equivalent certification, or any Insurance Certification.

Details

• Location: Mumbai, Hiranandani office.
• Work mode: Hybrid. All colleagues are expected to be in their local office or working onsite with clients at least three days per week.